Job Detail

COMPLIANCE/MANAGER - BP Wealth

Date Posted: May 20, 2022
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Job Detail

  • Location:
    Mumbai, Maharashtra, India
  • Company:
  • Type:
  • Shift:
  • Career Level:
    Experienced Professional
  • Positions:
    1
  • Experience:
    7 Year
  • Gender:
    No Preference
  • Degree:
    Bachelors
  • Apply Before:
    Jun 21, 2022

Job Description

  • USER ID Application 
  • Weekly Enhanced Supervision Reporting 
  • Weekly Holding submission 
  • Cash & Cash Equivalent Reporting 
  • Weekly Bank Balance Reporting 
  • MTF Reporting 
  • PMLA Compliance 
  • Handling Internal Audit 
  • Handling System Audit 
  • Reading and Updating Circulars 
  • Segregation and Monitoring of Collateral at Client Level 
  • Monitor Surveillance and Transactional Alerts 
  • Monitoring Monthly / Quarterly Settlement of Clients 
  • Various Regulatory submissions 
  • Any other compliance requirements  
  •  

Benefits

Skills Required

Job is expired

Company Overview

Mumbai, Maharashtra, India

The journey of BP Wealth began with the vision of Babubhai P Thakker, a professional steeped in the equity markets since 1961. He founded BP Group in 1987 and the company was later incorporated in 1997. Babubhai brought a very insightful approach to... Read More

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